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OT: FINRA Licensed Tech Grad Looking For New Role

GhostOfMattWells

Gold Member
Dec 2, 2024
45
157
33
Fort Worth
Good Morning All,

I'm not too sure how many people this will be relevant too, but I figured I'd throw a post out here because why not. I graduated Tech in 2022, got working with Fidelity in the DFW area after that, and got my SIE, Series 7, and Series 63 there. I now work for a financial compliance firm in Dallas, and up until a couple months ago I'd say I loved my job. Long story short, new upper management has thrown our tried and true procedures, processes, and overall day-to-day completely upside down, and I have no faith in the direction they're taking my department.

All that backstory to ask, if there's anyone on this forum in the finance/securities world looking for a FINRA licensed rep/associate, I would greatly appreciate you reaching out!
 
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